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Compliance News
Staying Clear of Some Common Compliance Mishaps
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FSCO Warns of Advance Fee Fraud
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MGAs Speak Out on Regulation
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Canadian Regulators Strengthen Over-The-Counter Rules
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IIROC Proposes Market Volatility Controls
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Paper Trailer Your Best Defence
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OSC Charges Four in Alleged Securities Fraud
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Tighter Regulation for Insurance?
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Insurers Responsible for Agents
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Rep Fined $100,000 for Client Neglect
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