Financial Planning | 8 things advisors should know about social media compliance
This article is based on the United States. It is not Canadian.
Many financial advisors hesitate to use social media because they are concerned about compliance. This is certainly understandable, but current rules allow plenty of flexibility to use social media effectively. In this slideshow, Robert Sofia, co-founder and COO of Platinum Advisor Strategies, attempts to demystify social media compliance by focusing on 8 critical areas.