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Industry News | Clients Urged to Review Statements

America’s SRO for brokers is urging investors to review their account statements, in an effort to make clients more aware of errors or misconduct by brokers or firms, including transgressions such as unauthorized trading or overcharging customers for handling transactions.

FINRA has issued an ‘Investor Alert’ called It Pays to Understand Your Brokerage Account Statements and Trade Confirmations, in order to help guide investors through the key elements of their account statements and trade confirmations.

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